After an investigation, the CSRC Zhejiang Regulatory Bureau found Caitong Securities Co., Ltd. had deficiencies in its brokerage business — including internal control frameworks, account monitoring and alert handling, and permissions management. Its proprietary trading showed shortcomings in departmental and role separation, trade-order review, quote activity monitoring, placement of compliance personnel, and audit functions. The bureau has issued an administrative supervisory warning letter and

2026-08-07

After an investigation, the CSRC Zhejiang Regulatory Bureau found Caitong Securities Co., Ltd. had deficiencies in its brokerage business — including internal control frameworks, account monitoring and alert handling, and permissions management. Its proprietary trading showed shortcomings in departmental and role separation, trade-order review, quote activity monitoring, placement of compliance personnel, and audit functions. The bureau has issued an administrative supervisory warning letter and will record the matter in the securities and futures market integrity file.

其他消息
2026-08-07

A draft law titled Strategic Action to Ensure Security and Sustainable Development of the Strait of Hormuz and Persian Gulf is under review by Iran’s National Security Council, Parliament presidium member Salimi said. Key provisions would bar vessels from the United States, Israel and other hostile states from transiting the Strait of Hormuz; ban Israel-linked cargoes, military or civilian, from transiting the area; and bar passage for ships or cargoes that have taken part in operations against

2026-08-07

日本财务省:在4月和5月共进行了三次买入日元的汇率干预行动。