Anthropic has reportedly submitted a confidential draft S-1 as it races OpenAI to list, targeting a Wall Street IPO as early as this autumn. Share count and pricing have not been set. Anthropic, OpenAI and SpaceX are advancing listing plans to open a major financing channel. In its most recent financing Anthropic raised $65.0 bln and was valued at $965.0 bln, surpassing OpenAI. Demand for its tools has surged as clients adopt them for coding and other tasks. Goldman Sachs, JP Morgan and Morgan S

Since May, Chinese regulators have issued a wave of administrative penalties against securities firms for weak branch management and lapses in investment-banking duties. Choice data showed that as of May 31 China International Capital Co, SDIC Securities, Zheshang Securities and others were sanctioned for brokerage violations, underwriting negligence, inadequate overseas-subsidiary controls and employees’ unauthorized moonlighting. Market observers say enforcement is moving from business-level compliance toward deeper company governance, with branch control and employee conduct management emerging as key compliance shortfalls.

OpenAI創始人奧爾特曼：在Anthropic提交上市申請後，他並未關注IPO的時機。