The Financial Industry Regulatory Authority (FINRA) has fined UBS Financial Corporation $20 million for anti-money laundering violations. UBS failed to adequately monitor more than 60,000 transactions totaling $10 billion.
2026-08-04
The Financial Industry Regulatory Authority (FINRA) has fined UBS Financial Corporation $20 million for anti-money laundering violations. UBS failed to adequately monitor more than 60,000 transactions totaling $10 billion.